Execution
Tasks & submissions
Scheduled control executions, filings and regulatory submissions, with an evidence trail of what was done and by whom.
Open tasks (4)
- Due 06 Oct 2026ControlFour-eye review of onboarding filesPeriod: September 2026
- Due 15 Oct 2026ControlQuarterly recorded-line samplingPeriod: Q3 2026
- Due 15 Oct 2026FilingMonthly complaints returnPeriod: September 2026
- Due 12 Nov 2026Regulatory reportCOREP Own FundsPeriod: Q3 2026
Submission log (2)
| Type | Item | Period | Date | Executed by | Notes |
|---|---|---|---|---|---|
| Control execution | Daily sanctions list screening | 2026-09-30 | 30 Sept 2026 | Claire Dubois | 3 potential matches cleared as false positives. |
| Filing submission | Annual AML compliance report | FY 2025 | 28 May 2026 | Claire Dubois | — |